My Business

I maintain a disciplined approach to identifying, implementing and reviewing investment opportunities for my clients. I work with my clients, offering them as much or as little guidance as they require.

For those investors who want to take a more active role in the management of their portfolios, we develop an asset mix based on the individual investment objectives and risk.  This type of portfolio may include an assortment of GICs, index linked funds, mutual funds, individual equities and government bonds.
For passive investors, we can offer a top-tier wealth management services, featuring multi-manager, multi-style, multi-region diversification comparable to the way pensions and endowments invest.
For accredited investors we have an extensive network of early stage “deal producers” in the mineral exploration/oil and gas and technology sectors.  Please feel free to email us for timely alerts

My Clients

HNW families, Public company executives, small-med business owners and corporate issuers.

My Self

My university studies were concentrated in the communication and economics fields. Previously, I put these disciplines to work as a director of a Canadian financial institution. Now, as an Investment Advisor, I derive great satisfaction from assisting investors to reach their financial goals.

Rick speaks at various investment related seminars in Western Canada, providing advice on a wide selection of topics.  Past events range from:

Chartered-Accountant continuing education seminars (2002, 2003, 2004 and 2005)
Precious and Base metals Investment series (2005, 2006, 2007 and 2008)
 Making gains in Exploration stocks (2006)
“Spotlight on Business” Weekly Thursday’s at 2:30pm on 1150AM 
World Outlook Financial Conference (2012)